Risk Management and Compliance Services

Our team combines years of operational experience in front and middle office, in risk, compliance and control departments. Our transversal and pragmatic approach, results oriented, is our major asset. Our expertise in Risk Management Services covers:

  • the design and implementation of comprehensive risk management framework
  • risk assessment and evaluation studies
  • review of existing risk management and governance processes to identify areas for improvement

In addition we can act as Compliance / AML Officers to:
monitor and assess the adequacy and effectiveness of the controls and procedures in place

  • advice, when required, to the persons responsible for carrying out investment services and activities to comply with the Company’s legal obligations
  • prepare necessary reports according to legal requirements
  • ensure that continuous training is provided to all staff 
  • Fatca and Crs reporting
  • investor due diligence